Sample policy · Independent specialist doctor

Scope of practice, indemnity and continuity policy (independent specialist doctor)

1. Purpose

A single-handed independent specialist works without colleagues on hand, without an easy second opinion, and is the only person delivering the service. Three risks follow: drifting outside their competence with no one to check them, working without adequate indemnity, and leaving patients without care when they are away, unwell or stop practising. This policy sets out how the practice manages its scope, holds proper indemnity, and keeps care continuous.

The practice must verify this policy against current GMC guidance and the legal requirement to hold indemnity before adoption.

2. Sources to verify before adoption

3. Scope

This policy applies to:

4. Working within scope and competence

5. Arrangements for advice and referral

6. Indemnity and insurance

7. Continuity when the doctor is unavailable

Because one person delivers the service, the practice plans for that person being away or unwell:

8. Fitness to practise

The doctor does not practise when their own health or any other factor means they cannot do so safely, and has arrangements (including their own GP and occupational support) and a plan for what happens to patients if they become unable to practise at short notice.

9. Closing the practice

If the practice closes or the doctor stops practising, there is a plan for: telling patients, transferring or continuing the care of patients under active treatment, and keeping and making available the clinical records for the required retention period (see the clinical records and information governance policy).

10. Recording

The practice records its defined scope, its current indemnity, its advice and referral routes, and its continuity and closure arrangements, and keeps them up to date.

11. Audit cadence

The practice checks, on a stated cadence, that:

The doctor and the Registered Manager review the results and record the improvement actions that follow.

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Last reviewed 5 June 2026