Sample policy · Reg 10

Dignity, Privacy and Respect Policy

Statutory anchor: Regulation 10 (dignity and respect), Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 (SI 2014/2936). This policy also engages Regulation 9 (person-centred care), Regulation 11 (need for consent), Regulation 13 (safeguarding service users from abuse and improper treatment), Regulation 17 (good governance), the Equality Act 2010 and the Human Rights Act 1998. · primary source

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Verivius pack version v1, 2026-06-10

1. What the regulation says

Service users must be treated with dignity and respect. (Reg 10(1): the headline duty)

having due regard to any relevant protected characteristics (as defined in section 149(7) of the Equality Act 2010) of the service user. (Reg 10(2)(c): protected characteristics)

The full text of the regulation is at https://www.legislation.gov.uk/uksi/2014/2936/regulation/10. Where this policy and the regulation diverge, the regulation wins.

2. Plain-English summary

Service users must be treated with dignity and respect. In particular, you have to protect their privacy, support their autonomy, independence and involvement in the community, and have due regard to any relevant protected characteristics under the Equality Act 2010.

3. Purpose

The purpose of this policy is to make sure that every person using [Service Name] is treated with dignity, privacy and respect at all times.

Dignity is not limited to personal care. It applies to every interaction, including consultation, treatment, communication, waiting areas, records, complaints, intimate care, decision-making, safeguarding, visiting, remote contact and end-of-life care where relevant.

This policy supports Regulation 10 dignity and respect, Regulation 9 person-centred care, Regulation 11 consent, Regulation 13 safeguarding, Regulation 17 good governance and the Equality Act 2010.

4. Policy warning

People must not be left in undignified situations, exposed unnecessarily, spoken to disrespectfully, ignored, mocked, rushed, discriminated against, isolated unnecessarily, or denied privacy without a clear and lawful reason.

A breach of dignity may also be a safeguarding concern, complaint, professional-conduct issue, equality issue or evidence of poor governance.

Staff must act immediately if they see poor, disrespectful or undignified practice.

5. Scope

This policy applies to:

6. Principles

The service will make sure that people are:

7. Responsibilities

All staff are responsible for treating people with dignity and respect.

Managers are responsible for setting expectations, challenging poor practice and ensuring that dignity is reflected in supervision, training and audit.

The Registered Manager is responsible for ensuring that systems, staffing, premises, records and culture support dignity, privacy and respect.

The provider or Nominated Individual is responsible for oversight where dignity concerns are repeated, serious or linked to service design.

8. Communication

Staff must communicate in a respectful, clear and person-centred way.

Staff must:

Communication must be adapted where a person has sensory, cognitive, language, learning-disability, autism, mental-health or other communication needs.

9. Privacy

The service must protect privacy during care, treatment, consultation and communication.

This includes:

Privacy must only be restricted where there is a clear safety, legal, safeguarding or care reason.

10. Intimate care and examinations

During intimate care, examinations or procedures, staff must:

The Chaperone Policy and Consent to Intimate Examinations and Procedures Policy must be followed.

11. Autonomy and independence

The service must support people to make choices and maintain independence as far as possible.

Staff must not remove choice simply because it is easier, faster or more convenient.

Where a person's choice involves risk, staff must assess and manage the risk proportionately while respecting autonomy.

Restrictions must be justified, recorded, reviewed and least restrictive.

12. Protected characteristics and equality

The service must have due regard to protected characteristics, including age, disability, sex, gender reassignment, pregnancy and maternity, race, religion or belief, and sexual orientation.

Staff must not discriminate, harass or victimise people.

The service must make reasonable adjustments where required and must record how individual needs and preferences are met.

13. Culture, language and personal preferences

Staff must ask about and respect, where reasonably possible:

Preferences must be recorded and shared with staff who need to know.

14. Visitors, relationships and community

The service must respect relationships that matter to the person.

People should be supported to maintain contact with family, friends, advocates, carers and others important to them, unless there is a clear legal, safeguarding or best-interests reason to restrict contact.

Restrictions on visitors or contact must be proportionate, recorded and reviewed.

15. Surveillance and monitoring

The service must not use surveillance, monitoring or recording unless there is a clear lawful reason, risk assessment, governance approval and transparency.

Any surveillance must protect dignity, privacy and data protection rights.

People must be informed unless there is a lawful reason not to do so.

Surveillance must not be used as a substitute for safe staffing, proper supervision or good care.

16. Concerns about dignity

Staff must report concerns where a person is:

The Registered Manager must consider whether the matter requires incident reporting, safeguarding, complaint handling, staff supervision, disciplinary action or CQC notification.

17. Records

Records must show, where relevant:

Records must be respectful and factual.

18. Training

Staff must receive training appropriate to their role on:

Dignity must also be discussed in supervision where concerns or role risk require it.

19. Audit and governance

The Registered Manager must audit dignity, privacy and respect at least annually, and more often where concerns arise.

The audit may include:

Findings must be added to the action plan or risk register where required.

20. Related policies

This policy should be read with:

21. Review

This policy will be reviewed annually, or sooner following a complaint, safeguarding concern, dignity-related incident, CQC finding, equality concern, change in service model or change in legal or regulatory guidance.

22. Sources and further reading

This template is based on CQC's guidance for providers and managers, the Health and Social Care Act 2008 (Regulated Activities) Regulations 2014, and other topic-specific legislation and guidance listed below. It is a starting point for adaptation, not a substitute for legal, clinical, HR, safeguarding or specialist professional advice.

23. When to seek further advice

Seek specialist advice where the issue involves serious harm, safeguarding, deprivation of liberty, restraint, children, professional misconduct, controlled drugs, radiation, termination of pregnancy, infection outbreak, water safety, employment dismissal, DBS barring referral, or regulatory enforcement.

24. Document control

Version Date Author Changes
v1 2026-06-10 Verivius (sample) Initial sample template, conformed to the Verivius policy standard.

This sample policy template was issued by Verivius. It is a template, not a substitute for legal advice or the tenant's own policy-development process. Where this template and live law or regulator guidance diverge, the live source wins.

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Last reviewed 10 June 2026