Sample policy · Reg 10

Chaperone Policy

Statutory anchor: Regulation 10 (dignity and respect), Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 (SI 2014/2936). This policy also engages Regulation 11 (need for consent), Regulation 12 (safe care and treatment), Regulation 13 (safeguarding service users from abuse and improper treatment), and Regulation 17 (good governance). · primary source

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Verivius pack version v1, 2026-06-10

1. What the regulation says

Service users must be treated with dignity and respect. (Regulation 10(1))

...having due regard to any relevant protected characteristics (as defined in section 149(7) of the Equality Act 2010) of the service user. (Regulation 10(2)(c))

The full text of the regulation is at https://www.legislation.gov.uk/uksi/2014/2936/regulation/10. Where this policy and the regulation diverge, the regulation wins.

2. Plain-English summary

Service users must be treated with dignity and respect. In particular, you have to protect their privacy, support their autonomy, independence and involvement in the community, and have due regard to any relevant protected characteristics under the Equality Act 2010. For intimate, sensitive or distressing examinations and procedures, offering, recording and properly using a chaperone is one of the clearest ways a service protects dignity and privacy, evidences valid consent, and keeps both the person and the practitioner safe.

3. Purpose

The purpose of this policy is to protect the dignity, privacy, safety and rights of people using [Service Name] during intimate, sensitive or potentially distressing examinations, procedures or care.

A chaperone is not a formality. A chaperone helps support the person, protects dignity, provides reassurance, witnesses the process, and supports safe professional practice.

This policy supports Regulation 10 dignity and respect, Regulation 11 consent, Regulation 12 safe care and treatment, Regulation 13 safeguarding, Regulation 17 good governance and professional standards.

4. Policy warning

An intimate examination or procedure must not take place unless the person has given valid consent and has been offered a chaperone where appropriate.

Refusal of a chaperone must be respected, but the practitioner must consider whether it is safe and appropriate to proceed.

A family member or friend may support the person if the person wishes, but they should not normally replace a trained chaperone where a chaperone is clinically or professionally required.

5. Scope

This policy applies to:

It applies regardless of the sex, gender, age or background of the person using the service.

6. Definitions

A chaperone is a trained person who is present during an examination, procedure or care episode to support the person, observe the process, help maintain dignity and provide a safeguard for the person and practitioner.

An intimate examination includes examination of breasts, genitalia, rectum or other intimate areas, and any examination that the person may reasonably experience as intimate, embarrassing, intrusive or distressing.

A support person is someone chosen by the person using the service, such as a relative, friend, advocate or carer. A support person is not automatically a trained chaperone.

7. Principles

The service will ensure that:

8. When a chaperone must be offered

A chaperone must be offered for:

The offer must be made in a way that the person can understand.

9. Consent

Before an intimate examination or procedure, the practitioner must explain:

Consent must be voluntary, informed and specific to the examination or procedure.

If the person lacks capacity for the decision, the Mental Capacity Act process must be followed and the least restrictive option considered.

10. Refusal of chaperone

If the person declines a chaperone, the practitioner must record the offer and refusal.

The practitioner must consider whether to proceed. Factors to consider include:

If the practitioner believes it is not safe or appropriate to proceed without a chaperone, they should explain this to the person and arrange an alternative unless urgent clinical need requires immediate action.

11. Request for a specific chaperone

The service will try to meet reasonable requests for a chaperone of a particular sex or gender where possible.

Where this cannot be arranged immediately, the person should be offered the option to wait or rebook where clinically safe.

The service must not discriminate or make assumptions about who needs a chaperone.

12. Children and young people

Children and young people must be offered privacy, dignity and appropriate support.

Where intimate examination or procedure is needed, the practitioner must consider:

A parent or carer may support the child or young person, but the practitioner must consider whether a trained chaperone is also needed.

Any safeguarding concern must be escalated immediately.

13. Adults who may lack capacity

Where an adult may lack capacity to consent to the examination or procedure, the practitioner must follow the Mental Capacity Act. The record must show:

If the person objects or appears distressed, the practitioner must stop and reassess unless there is an immediate serious risk that requires urgent action.

14. Intimate examinations under sedation or anaesthesia

Where an intimate examination or procedure may take place while the person is sedated, anaesthetised or otherwise unable to give or confirm consent at the time, the practitioner must make sure that valid consent has been obtained beforehand for all relevant aspects of the examination or procedure.

The record must show what was explained, what was agreed, whether a chaperone was required or present, and any limits placed by the person.

An intimate examination must not be carried out for teaching, training or assessment purposes unless this has been specifically explained and the person has given explicit consent, recorded in writing or clearly documented in the clinical record.

The person's privacy and dignity must be protected even when they are sedated, anaesthetised or unable to participate actively.

15. Role of the chaperone

The chaperone must:

The chaperone must not simply wait outside the room or act as an unrelated assistant.

16. Who may act as chaperone

A chaperone should normally be a trained member of staff. The chaperone must:

A family member, friend or interpreter may support the person, but should not normally replace a trained chaperone.

17. Privacy and dignity

The practitioner and chaperone must protect privacy and dignity by:

18. Recording

The clinical or care record must show:

The record must be factual and contemporaneous.

19. Concerns during or after examination

If the chaperone, practitioner, person using the service, family member or staff member has concerns about the conduct or appropriateness of an examination, they must raise this immediately. Concerns may require:

The service must not dismiss concerns because a chaperone was present.

20. Chaperone training

Staff acting as chaperones must receive training covering:

Training must be recorded and refreshed at intervals set by the service.

21. Availability of chaperones

The service must plan for chaperone availability.

Where intimate examinations or procedures are part of routine service delivery, the rota or appointment system must ensure that a trained chaperone is available.

If a chaperone is not available and the examination is not urgent, the person should be offered the option to wait or rebook. Where the examination is urgent, the practitioner must record why it proceeded and what safeguards were used.

22. Audit

The Registered Manager must audit chaperone records at least annually, or more often where the service frequently undertakes intimate examinations or procedures. The audit must check:

Findings must be actioned through the governance process.

23. Related policies in this pack

This policy should be read with:

24. Review

This policy will be reviewed annually, or sooner following a complaint, safeguarding concern, incident, CQC finding, professional-regulatory concern, change in clinical practice, or change in legal or professional guidance.

25. Sources and further reading

This template is based on CQC's guidance for providers and managers, the Health and Social Care Act 2008 (Regulated Activities) Regulations 2014, and other topic-specific legislation and guidance listed below. It is a starting point for adaptation, not a substitute for legal, clinical, HR, safeguarding or specialist professional advice.

26. When to seek further advice

Seek specialist advice where the issue involves serious harm, safeguarding, deprivation of liberty, restraint, children, professional misconduct, controlled drugs, radiation, termination of pregnancy, infection outbreak, water safety, employment dismissal, DBS barring referral, or regulatory enforcement.

27. Document control

Version Date Author Changes
v1 2026-06-10 Verivius (sample) Initial sample template, conformed to the Verivius policy standard.

This sample policy template was issued by Verivius. It is a template, not a substitute for legal advice or the tenant's own policy-development process. Where this template and live law or regulator guidance diverge, the live source wins.

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Last reviewed 10 June 2026