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Regulation 20: Duty of candour

Health and Social Care Act 2008 (Regulated Activities) Regulations 2014 (SI 2014/2936)

Last verified by Verivius on 19 May 2026. Next review due 17 Aug 2026.

Plain British summary

When something goes wrong that has caused, or could cause, moderate harm or worse to someone in your care, you must tell them (or the person acting on their behalf) in person as soon as reasonably practicable, give a truthful account, offer support, apologise, and follow up in writing. The regulation does not set a number-of-days deadline for the written stage; any specific deadline you see in Verivius is an operational default, not a legal duty.

Full text on legislation.gov.uk. Treat quotes on this page as targeted excerpts, not as a substitute for the regulation.

Targeted verbatim quotes (7)

Registered persons must act in an open and transparent way with relevant persons in relation to care and treatment provided to service users in carrying on a regulated activity.

Reg 20(1) (the headline duty)

As soon as reasonably practicable after becoming aware that a notifiable safety incident has occurred a registered person must (a) notify the relevant person that the incident has occurred in accordance with paragraph (3), and (b) provide reasonable support to the relevant person in relation to the incident, including when giving such notification.

Reg 20(2) (the notification trigger)

The notification to be given under paragraph (2)(a) must (a) be given in person by one or more representatives of the registered person, (b) provide an account, which to the best of the registered person's knowledge is true, of all the facts the registered person knows about the incident as at the date of the notification, (c) advise the relevant person what further enquiries into the incident the registered person believes are appropriate, (d) include an apology, and (e) be recorded in a written record which is kept securely by the registered person.

Reg 20(3) (the notification content)

The notification given under paragraph (2)(a) must be followed by a written notification given or sent to the relevant person containing (a) the information provided under paragraph (3)(b), (b) details of any enquiries to be undertaken in accordance with paragraph (3)(c), (c) the results of any further enquiries into the incident, and (d) an apology.

Reg 20(4) (the written notification)

harm that requires a moderate increase in treatment, and significant, but not permanent, harm.

Reg 20(7) (definition of "moderate harm")

a permanent lessening of bodily, sensory, motor, physiologic or intellectual functions, including removal of the wrong limb or organ or brain damage, that is related directly to the incident and not related to the natural course of the service user's illness or underlying condition.

Reg 20(7) (definition of "severe harm")

an expression of sorrow or regret in respect of a notifiable safety incident.

Reg 20(7) (definition of "apology")

What Verivius does for you

Automatic DoC sub-lifecycle on qualifying incidents

When you log an incident on a subcategory the taxonomy flags as DoC-relevant, Verivius opens a Duty of Candour sub-lifecycle attached to the incident. You move it through assessment → verbal → written → final outcome, with each stage captured to the audit trail.

Harm-level pre-fill from log-time classification

If you captured a harm level when logging the incident, the DoC assessment dropdown is pre-filled to match. You confirm or change it before recording the assessment.

Written-notification countdown (10 working days)

Verivius shows a 10-working-day countdown for the written stage from the date the DoC assessment is recorded. The countdown turns red on overdue.

No published source identified. Verivius working convention.

Searched legislation.gov.uk Reg 20, the CQC current Regulation 20 guidance page, the CQC 2022 DoC PDF, and NHS England DoC pages on 2026-05-19. None specify a number-of-days deadline for the written stage. The 10-working-day figure circulates widely in UK provider policy documents but no primary statutory or regulator source was located. Treat this countdown as a Verivius working convention, not a legal duty. If a primary source surfaces, this rationale will be replaced with a primary_source variant.

Apology-given checkbox is mandatory

The verbal-notification form requires you to confirm an apology was given before it will save. The apology requirement is anchored in Reg 20(3)(d).

Source-anchored Verivius default. https://www.legislation.gov.uk/uksi/2014/2936/regulation/20 (fetched 19 May 2026)

Reg 20(3)(d) lists the apology as a mandatory component of the notification.

What this regulation does NOT say

Industry-folklore claims that are commonly attributed to this regulation but do not appear in the primary source.

The written notification must be sent within 10 working days.

A widely-circulated figure in UK provider policy documents and training materials. Some NHS Trust internal policies adopt 10 working days as an internal SLA; some adopt different figures (5, 7, 14). None of these are codified in Reg 20 itself or in CQC published guidance that we have been able to locate. Treat any specific deadline as a tenant operational choice.

A specific apology template or wording must be used.

Reg 20(7) defines "apology" as "an expression of sorrow or regret", no template is prescribed. CQC inspectors look for evidence the apology was genuine and recorded; they do not require a specific form of words.

The verbal stage must be conducted by a clinician.

Reg 20(3)(a) says "in person by one or more representatives of the registered person", it does not require a clinical role specifically. Many providers default to a senior clinician for credibility, but the regulation permits any representative of the registered body.

Where this surfaces in Verivius